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Results:11-20 of 50

Changes adopted to accredited investor and minimum amount investment prospectus exemptions
  • Stikeman Elliott LLP
  • Canada
  • February 23 2015

The CSA announced last week the adoption of amendments to the "accredited investor" and "minimum amount investment" prospectus exemptions that will


ISS seeks feedback on its Canadian advance notice policy position
  • Stikeman Elliott LLP
  • Canada
  • October 24 2014

As part of its annual policy consultation process in advance of proxy season, Institutional Shareholder Services (ISS) recently released for comment


Proposal for Canadian cooperative capital markets regulator: the Provincial Capital Markets Act
  • Stikeman Elliott LLP
  • Canada
  • October 20 2014

On October 9, 2015, the Canadian federal government's latest initiative to develop a cooperative capital markets regulatory regime continued to


Proposal for Canadian cooperative capital markets regulator: infrastructure and regulatory authority
  • Stikeman Elliott LLP
  • Canada
  • October 15 2014

As we recently discussed, the federal government, Ontario, B.C., Saskatchewan and New Brunswick have agreed to implement a cooperative capital


Ontario court interprets proviso in advance notice policy to permit late nominations
  • Stikeman Elliott LLP
  • Canada
  • September 19 2014

While advance notice policies have been utilized by issuers in the U.S. for quite some time, they are still relatively new to the Canadian market. As


CSA propose amendments to accredited investor and $150k exemptions
  • Stikeman Elliott LLP
  • Canada
  • March 3 2014

On February 27, the Canadian Securities Administrators published for comment proposed amendments to prospectus exemption rules, including the


OSC grants temporary relief to certain swap execution facilities
  • Stikeman Elliott LLP
  • Canada
  • October 15 2013

On October 10, 2013 the Ontario Securities Commission issued Staff Notice 21-707Swap Execution Facilities to notify that it provided exemptive relief


CSA release results of continuous disclosure review program
  • Stikeman Elliott LLP
  • Canada
  • July 25 2013

The CSA released a Staff Notice last week setting out the results of its continuous disclosure review program for fiscal 2013. Specifically, the CSA


OSC clarifies that notice-and-access is available for OBCA issuers
  • Stikeman Elliott LLP
  • Canada
  • March 1 2013

In a recent post, we discussed a number of matters to consider before implementing notice-and-access for posting proxy-related materials on a website


Matters to consider before implementing "notice-and-access"
  • Stikeman Elliott LLP
  • Canada
  • February 27 2013

Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer (NI 54-101) are now in force. These