We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 143

New 20 Rule Offers Greater Clarity and Flexibility for Nasdaq-listed Companies
  • Proskauer Rose LLP
  • USA
  • October 10 2018

On September 26, 2018, the Securities and Exchange Commission approved The Nasdaq Stock Market LLC's proposal to modify the so-called "20 Rule"


SEC Temporarily Suspends Trading of UBI Blockchain Internet, Ltd. Over Questions as to Disclosure
  • Proskauer Rose LLP
  • USA
  • January 10 2018

On Monday, the U.S. Securities and Exchange Commission (SEC) halted all trading in the stock of the Hong Kong-based firm, UBI Blockchain Internet


DOL Prevails Again and NAFA Moves on to the Circuit Court Challenging the Conflict of Interest Rule and Related Exemptions
  • Proskauer Rose LLP
  • USA
  • December 1 2016

On November 23, 2016, Judge Moss in the U.S. District Court for the District of Columbia again ruled in favor of the Department and denied the


Second Circuit Addresses ERISA Plan Participation in Securities Lawsuit Settlements
  • Proskauer Rose LLP
  • USA
  • November 1 2016

In many class action securities litigations, the company's own pension plans are significant shareholders, by virtue of the plans' investment in


SEC Overrules Its Own Administrative Law Judge to Clear Customer of Fraud Charges
  • Proskauer Rose LLP
  • USA
  • August 25 2016

In a rare reversal of its own administrative law judge in the Matter of optionsXpress, the full Securities and Exchange Commission unanimously held


IRS Proposed Regulations Under Section 305(c)
  • Proskauer Rose LLP
  • USA
  • May 26 2016

In April, the IRS issued proposed regulations interpreting deemed distributions under Section 305(c). Specifically, the proposed regulations would


On Remand, District Court Rules for the Fiduciaries in Tatum v. R.J. Reynolds
  • Proskauer Rose LLP
  • USA
  • March 23 2016

The R.J. Reynolds defendants have again prevailed against allegations that they breached their fiduciary duties by divesting the RJR 401(k) plan of


Tax Court Rules on Inclusion of Stock-Based Compensation Costs in Cost-Sharing Agreements
  • Proskauer Rose LLP
  • USA
  • August 25 2015

In Altera Corp. v. Commissioner, 145 T.C. No. 3 (2015), the Tax Court struck down 2003 Treasury Regulations (T.D. 9088) (the “2003 Regulations”)


New stock identification requirements for New York corporate tax exemption
  • Proskauer Rose LLP
  • USA
  • July 23 2015

Effective for tax years beginning on or after January 1, 2015, pursuant to legislation enacted last year, income from "investment capital" is exempt


Time for an antitrust checkup: FTC announces 2015 thresholds under HSR Act and Clayton Act
  • Proskauer Rose LLP
  • USA
  • January 21 2015

January is a good time to take stock of compliance programs and set aside dated opinions and guidance to avoid relying on old rules, and antitrust is