We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 114

Georgetown Prevails In ERISA Fee Litigation Case
  • Proskauer Rose LLP
  • USA
  • February 12 2019

A federal district court in the District of Columbia dismissed ERISA fiduciary-breach claims by participants in Georgetown’s 403(b) retirement plans


Regulation Round Up - September 2017
  • Proskauer Rose LLP
  • United Kingdom
  • September 9 2017

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation


DOL’s Fiduciary Rule To Apply June 9th, Investment Managers and Advisers May Want to Take Action Now
  • Proskauer Rose LLP
  • USA
  • May 24 2017

The U.S. Department of Labor's (DOL) final rule significantly expanding when a person is considered to be a fiduciary under the Employee Retirement


Putting a Premium on Illiquidity: Some Reflections on the SEC’s Scrutiny of Valuation Practices and Disclosures
  • Proskauer Rose LLP
  • USA
  • August 19 2016

Valuation is typically near the top of the list when the SEC's enforcement division and exam staff disclose their priority topics for private funds


Private Fund Advisers Must Pay Close Attention to Nuances under Pay-to-Play Restrictions in Light of Upcoming Elections Nationwide
  • Proskauer Rose LLP
  • USA
  • August 18 2016

As the elections approach nationwide, advisers to private investment funds with current or prospective state or local government entity investors


Challenge to Pension Fund Investment Decision Time Barred
  • Proskauer Rose LLP
  • USA
  • August 10 2016

A federal district court in California held that a complaint filed by members of the International Union of Operating Engineers that challenged


Private Investment Fund Managers and Other Investment Advisers May Be Affected by the U.S. Department of Labor’s New Fiduciary Rules
  • Proskauer Rose LLP
  • USA
  • July 20 2016

On April 6, 2016, the U.S. Department of Labor (DOL) issued its highly anticipated final rule addressing when a person is considered to be a


The UK Modern Slavery Act 2015 and Supply Chain Transparency: The Impact on Private Investment Funds
  • Proskauer Rose LLP
  • United Kingdom
  • May 26 2016

The Modern Slavery Act 2015 is new legislation introduced in the UK with the intention of combatting slavery and human trafficking. Continuing the


SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act
  • Proskauer Rose LLP
  • USA
  • May 23 2016

On Wednesday, May 18, 2016, the U.S. Securities and Exchange Commission (SEC) proposed to increase the net worth threshold for qualified clients from


A Commonsense Explanation of the SEC’s Regulation of Private Investment Funds
  • Proskauer Rose LLP
  • USA
  • April 27 2016

The SEC’s regulation of the private investment funds industry has generated significant attention and commentary, as well as a fair amount of