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Results:1-10 of 47

DOL’s Fiduciary Rule To Apply June 9th, Investment Managers and Advisers May Want to Take Action Now
  • Proskauer Rose LLP
  • USA
  • May 24 2017

The U.S. Department of Labor's (DOL) final rule significantly expanding when a person is considered to be a fiduciary under the Employee Retirement


Department of Labor’s New Fiduciary Rule Will Go Into Effect June 9th
  • Proskauer Rose LLP
  • USA
  • May 23 2017

The Department of Labor has announced that the new fiduciary conflict of interest rule and related exemptions will begin taking effect on June 9, 2017


Update on the Department of Labor’s New Fiduciary Rules and Subsequent Challenges
  • Proskauer Rose LLP
  • USA
  • April 7 2017

On April 6, 2016, the Department of Labor under the Obama administration issued a new final rule and exemptions addressing when a person providing


Private Investment Fund Managers and Other Investment Advisers May Be Affected by the U.S. Department of Labor’s New Fiduciary Rules
  • Proskauer Rose LLP
  • USA
  • July 20 2016

On April 6, 2016, the U.S. Department of Labor (DOL) issued its highly anticipated final rule addressing when a person is considered to be a


Lawsuits Filed Challenging the USDOL's Final Fiduciary Rules
  • Proskauer Rose LLP
  • USA
  • June 4 2016

On April 6, 2016, the U.S. Department of Labor released its Final Rule addressing when a person providing services to an employee benefit plan or


The U.S. Department of Labor’s new proposed rules defining fiduciary investment advice
  • Proskauer Rose LLP
  • USA
  • April 21 2015

On April 14, 2015, the U.S. Department of Labor (DOL) issued its highly anticipated re-proposed regulation addressing when a person providing


FinCEN issues final rules on FBAR
  • Proskauer Rose LLP
  • USA
  • March 14 2011

On February 24, 2011, the Financial Crimes Enforcement Network ("FinCEN") issued final rules (the "Final Rules") that amend the Bank Secrecy Act implementing regulations regarding the Report of Foreign Bank and Financial Accounts, Form TD-F 90-22.


IRS issues guidance on Section 403(b) plan terminations
  • Proskauer Rose LLP
  • USA
  • March 2 2011

On February 22, 2011, the Internal Revenue Service ("IRS") issued Revenue Ruling 2011-7 which provides long-awaited guidance on terminating a plan that is governed by Section 403(b) of the Internal Revenue Code of 1986, as amended ("Section 403(b)").


IRS provides guidance on in-plan Roth rollovers
  • Proskauer Rose LLP
  • USA
  • December 23 2010

The IRS has issued guidance in question-and-answer format in Notice 2010-84 (the "IRS Guidance") explaining how to implement in-plan Roth rollovers in Section 401(k) and 403(b) plans under new Section 402A(c)(4) of the Internal Revenue Code of 1986, as amended (the "Code").


U.S. Department of Labor issues final regulation on fiduciary requirements for participant disclosure in participant-directed individual account plans & a final amendment to the regulation under ERISA Section 404(c)
  • Proskauer Rose LLP
  • USA
  • November 3 2010

On October 14, 2010, the U.S. Department of Labor (“DOL”) issued a final regulation under the Employee Retirement Income Security Act of 1974 (“ERISA”) setting forth the fiduciary requirements for disclosure in participant-directed individual account plans, e.g., 401(k) plans.