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Results:1-10 of 56

New York Expands Liability for Employee Claims for Unpaid Services Performed in New York to the Top 10 Shareholders of Privately Held Corporations Organized in Other States
  • Proskauer Rose LLP
  • USA
  • February 3 2016

Under a New York law in effect for decades, the top 10 shareholders of a privately held New York corporation can be held liable in certain


New Year: New Regulatory Developments Affecting Managers of Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • USA, OECD
  • January 25 2016

Regulators were busy at the end of 2015, especially in the United States, perhaps being motivated to push forward new rule proposals in anticipation


SEC Staff Announces 2016 OCIE Examination Priorities
  • Proskauer Rose LLP
  • USA
  • January 13 2016

On January 11, 2016, the staff of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC)


SEC sets compliance date for Pay-to-Play Rule's ban on third-party solicitation of government entities
  • Proskauer Rose LLP
  • USA
  • July 15 2015

On June 25, 2015, the Securities and Exchange Commission (SEC) set a compliance date of July 31, 2015 for the ban on payments to third parties for the


Recommended actions for hedge fund, private equity fund and other private fund advisers to prevent possible whistleblower violations
  • Proskauer Rose LLP
  • USA
  • June 8 2015

On April 1, 2015, the Securities and Exchange Commission (SEC) announced that it had settled its first enforcement action under SEC Rule 21F-17


UK tax rules on disguised investment management fees: final legislation published
  • Proskauer Rose LLP
  • United Kingdom
  • March 30 2015

The UK's Finance Bill was published on 24 March 2015. It was subsequently enacted on 26 March 2015 without further amendment and became the Finance


Repeated violations of the Custody Rule result in SEC administrative action
  • Proskauer Rose LLP
  • USA
  • November 6 2014

On October 29, 2014, the Securities and Exchange Commission (SEC) announced an administrative proceeding against a registered investment adviser, its


CFTC announces self-executing no-action relief for Delegating CPOs
  • Proskauer Rose LLP
  • USA
  • October 20 2014

On October 15, 2014, the Commodity Futures Trading Commission (CFTC) issued a no-action relief letter granting self-executing registration no-action


CFTC permits CPOs to advertise
  • Proskauer Rose LLP
  • USA
  • September 12 2014

On September 9, 2014, the Commodity Futures Trading Commission (CFTC) issued an exemptive letter (No. 14-116) that permits a commodity pool operator


SEC releases new guidance on accredited investor determination and verification
  • Proskauer Rose LLP
  • USA
  • July 15 2014

On July 3, 2014, the Securities and Exchange Commission (SEC) issued six new Compliance and Disclosure Interpretations (CDIs) regarding the