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Results:1-10 of 65

New Year: New Regulatory Developments Affecting Managers of Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • USA, OECD
  • January 25 2016

Regulators were busy at the end of 2015, especially in the United States, perhaps being motivated to push forward new rule proposals in anticipation


SEC Staff Announces 2016 OCIE Examination Priorities
  • Proskauer Rose LLP
  • USA
  • January 13 2016

On January 11, 2016, the staff of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC)


SEC action against private fund adviser highlights importance of proper expense apportionment
  • Proskauer Rose LLP
  • USA
  • November 6 2015

On November 5, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Cherokee Investment Partners, LLC


Partnership-level tax under new audit rules
  • Proskauer Rose LLP
  • USA
  • November 5 2015

The Bipartisan Budget Act of 2015, signed into law on November 2, 2015, has significantly changed the partnership tax audit rules, effective for tax


SEC charges private equity firm and four executives with failing to disclose conflicts of interest
  • Proskauer Rose LLP
  • USA
  • November 4 2015

On November 3, 2015, the Securities and Exchange Commission (SEC) announced that it had reached a settlement with Fenway Partners, LLC, a New


BE-180: another BEA benchmark survey for financial services providers, including managers of hedge, private equity and other private funds and separate accounts
  • Proskauer Rose LLP
  • USA
  • August 31 2015

The U.S. Commerce Department's Bureau of Economic Analysis (the "BEA") recently released the final version of the BE-180 report, a five-year


SEC sets compliance date for Pay-to-Play Rule's ban on third-party solicitation of government entities
  • Proskauer Rose LLP
  • USA
  • July 15 2015

On June 25, 2015, the Securities and Exchange Commission (SEC) set a compliance date of July 31, 2015 for the ban on payments to third parties for the


SEC issues guidance on personal securities transactions reporting
  • Proskauer Rose LLP
  • USA
  • July 1 2015

On June 26, 2015, the Securities and Exchange Commission (SEC) issued a Guidance Update on Rule 204A-1 of the Investment Advisers Act of 1940


Recommended actions for hedge fund, private equity fund and other private fund advisers to prevent possible whistleblower violations
  • Proskauer Rose LLP
  • USA
  • June 8 2015

On April 1, 2015, the Securities and Exchange Commission (SEC) announced that it had settled its first enforcement action under SEC Rule 21F-17


SEC proposes amendments to Form ADV and performance information recordkeeping requirements
  • Proskauer Rose LLP
  • USA
  • May 22 2015

On May 20, 2015, the Securities and Exchange Commission (SEC) released proposed amendments to Form ADV and Rule 204-2 under the Investment Advisers