We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 4,340

Commission adopts EMIR equivalence decision for derivatives transactions in the United States
  • Dechert LLP
  • European Union, USA
  • October 18 2017

The European Commission has determined that the United States' regime for non-centrally cleared over-the-counter (OTC) derivatives transactions is


OTC Derivatives: FSB consultation
  • Dechert LLP
  • European Union
  • October 18 2017

The Financial Stability Board (FSB) is consulting on governance arrangements for the unique product identifier (UPI) which is a key harmonised


Benchmarks: cessation of or change to existing benchmarks
  • Dechert LLP
  • European Union
  • October 18 2017

The European Commission has adopted a delegated regulation under the Benchmarks Regulation on cessation of, or changes to, existing benchmarks which


AIFMD and UCITS: ESMA updates Q&As
  • Dechert LLP
  • European Union
  • October 18 2017

The European Securities and Markets Authority (ESMA) has updated its questions and answers documents (Q&A) on the Alternative Investment Fund Managers


MiFID II MiFIR: Final report on the derivatives trading obligation
  • Dechert LLP
  • European Union
  • October 18 2017

ESMA has published a final report on its draft Regulatory Technical Standard (RTS) on the trading obligation for derivatives under MiFIR. ESMA's draft


MiFID II MiFIR: Legal Entity Identifiers
  • Dechert LLP
  • European Union
  • October 18 2017

ESMA has published a Briefing on the Legal Entity Identifier (LEI) to raise industry awareness and facilitate compliance with the LEI requirements


FCA asset management hub
  • Dechert LLP
  • United Kingdom
  • October 18 2017

The FCA has launched an asset management authorisation hub designed to assist start-ups through website portal access, pre-application meetings and


ESMA to review the Guidelines on ETFs and other UCITS Issues
  • Dechert LLP
  • European Union
  • October 18 2017

As part of its 2018 Work Programme, ESMA has announced that it will conduct a peer review on its 2012 Guidelines on ETFs and other UCITS Issues (the


OCIE Publishes Risk Alert on Most Frequent Advertising Rule Compliance Issues Found During Examinations
  • Dechert LLP
  • USA
  • October 18 2017

The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) issued a National Exam Program Risk


Can An Entity Qualify as a Chapter 15 Debtor Without Ever Filing for Bankruptcy?
  • Dechert LLP
  • USA
  • October 17 2017

Chapter 15 of the Bankruptcy Code provides a framework through which representatives of foreign insolvency proceedings can commence ancillary U.S