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Commission adopts EMIR equivalence decision for derivatives transactions in the United States

Dechert LLP
European Union, USA
October 18 2017

The European Commission has determined that the United States' regime for non-centrally cleared over-the-counter (OTC) derivatives transactions is

OTC Derivatives: FSB consultation

Dechert LLP
European Union
October 18 2017

The Financial Stability Board (FSB) is consulting on governance arrangements for the unique product identifier (UPI) which is a key harmonised

Benchmarks: cessation of or change to existing benchmarks

Dechert LLP
European Union
October 18 2017

The European Commission has adopted a delegated regulation under the Benchmarks Regulation on cessation of, or changes to, existing benchmarks which

AIFMD and UCITS: ESMA updates Q&As

Dechert LLP
European Union
October 18 2017

The European Securities and Markets Authority (ESMA) has updated its questions and answers documents (Q&A) on the Alternative Investment Fund Managers

MiFID II MiFIR: Final report on the derivatives trading obligation

Dechert LLP
European Union
October 18 2017

ESMA has published a final report on its draft Regulatory Technical Standard (RTS) on the trading obligation for derivatives under MiFIR. ESMA's draft

MiFID II MiFIR: Legal Entity Identifiers

Dechert LLP
European Union
October 18 2017

ESMA has published a Briefing on the Legal Entity Identifier (LEI) to raise industry awareness and facilitate compliance with the LEI requirements

FCA asset management hub

Dechert LLP
United Kingdom
October 18 2017

The FCA has launched an asset management authorisation hub designed to assist start-ups through website portal access, pre-application meetings and

ESMA to review the Guidelines on ETFs and other UCITS Issues

Dechert LLP
European Union
October 18 2017

As part of its 2018 Work Programme, ESMA has announced that it will conduct a peer review on its 2012 Guidelines on ETFs and other UCITS Issues (the

OCIE Publishes Risk Alert on Most Frequent Advertising Rule Compliance Issues Found During Examinations

Dechert LLP
USA
October 18 2017

The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) issued a National Exam Program Risk

Can An Entity Qualify as a Chapter 15 Debtor Without Ever Filing for Bankruptcy?

Dechert LLP
USA
October 17 2017

Chapter 15 of the Bankruptcy Code provides a framework through which representatives of foreign insolvency proceedings can commence ancillary U.S

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