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Results:1-10 of 24

Changing status of EU local authorities under MiFID II
  • Ropes & Gray LLP
  • United Kingdom, European Union
  • November 8 2017

Asset managers located inside and outside the European Union ("EU") should be aware of the changing regulatory status of EU local authorities, and


New disclosure requirements applying to EU fund distribution in 2018
  • Ropes & Gray LLP
  • European Union
  • September 21 2017

Asset managers located inside and outside the European Union (“EU”) must comply with the new “point of sale” disclosure requirements that will apply


FCA Publishes Final Policy Statement on MIFID II Implementation
  • Ropes & Gray LLP
  • United Kingdom
  • July 4 2017

The Financial Conduct Authority (“FCA”) has published its final policy statement on implementation of the revised EU Markets in Financial Instruments


FCA publishes final report on competition in UK asset management
  • Ropes & Gray LLP
  • United Kingdom
  • June 28 2017

The Financial Conduct Authority (“FCA”) published today its final report on its asset management market study. The report is the culmination of almost


UK Treasury confirms change to the Regulated Activities Order
  • Ropes & Gray LLP
  • United Kingdom
  • February 28 2017

The UK Treasury confirmed today that it will amend Article 53 of the Regulated Activities Order (covering the regulated activity of “advising on


ESMA issues common principles for UCITS share classes
  • Ropes & Gray LLP
  • European Union
  • February 1 2017

The European Securities and Markets Authority (“ESMA”) published on 30 January 2017 an opinion on the use by EU UCITS funds of share classes


UK FCA to Extend AIFMD Annex IV Reporting to Master Funds
  • Ropes & Gray LLP
  • United Kingdom
  • January 31 2017

Non-EU Alternative Investment Fund Managers (AIFMs) that currently complete “Annex IV” regulatory reporting with the FCA in respect of feeder funds


Delay to the Application Date of the EU Regulation on Packaged Retail and Insurance-based Investment Products
  • Ropes & Gray LLP
  • European Union
  • November 9 2016

The European Commission announced on 9 November 2016 an extension to the application date of the Regulation on Key Information Documents for Packaged


The AIFMD Third Country Passport - An Update
  • Ropes & Gray LLP
  • USA, European Union
  • September 1 2016

The European Securities and Markets Authority (“ESMA”) published on 19 July 2016 its final advice to the European Commission (the “Commission”) on


Call for Input on the Post-Implementation Review of the FCA’s Crowdfunding Rules
  • Ropes & Gray LLP
  • USA
  • July 26 2016

The Financial Conduct Authority (the “FCA”) published a post-implementation review of its crowdfunding rules on 8 July 2016 (the “Paper”). The Paper