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A new trend? New York Attorney General settles first climate change disclosure case
  • Dorsey & Whitney LLP
  • USA
  • November 11 2015

New York Attorney General (“NY AG”) Eric T. Schneiderman may be leading the way again. In the past, the office pursued investigations using New


SEC charges oil and PR firms and their executives with fraud
  • Dorsey & Whitney LLP
  • USA
  • August 4 2014

An energy company, its CEO and the firm's public relations adviser and its president were named in a fraud action by the SEC centered on false


Courtroom battle over conflict minerals rules is over, June 2nd filing deadline rapidly approaching
  • Dorsey & Whitney LLP
  • USA
  • May 16 2014

On May 14, 2014, the US Court of Appeals for the District of Columbia denied the emergency motion filed by the National Association of Manufacturers


This week in securities litigation (week ending may 16, 2014)
  • Dorsey & Whitney LLP
  • USA, Australia, Hong Kong
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a


SEC provides interpretive guidance on conflict minerals reporting
  • Dorsey & Whitney LLP
  • USA
  • May 2 2014

On April 29, 2014, the SEC's Division of Corporation Finance issued interpretive guidance on the conflict minerals rules in response to the April 14


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • USA, United Kingdom
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


Circuit Court largely rejects challenges to SEC conflict mineral rules
  • Dorsey & Whitney LLP
  • USA
  • April 14 2014

The SEC largely prevailed in the D.C. Circuit Court of Appeals in a suit changing the Rules promulgated by the agency under Dodd-Frank regarding


This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • USA, Australia, United Kingdom, Hong Kong
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


Shedding light on China’s massive shadow banking market - landmark corporate bond default - part 1
  • Dorsey & Whitney LLP
  • USA, China
  • March 12 2014

The debt level of the PRC is rising. It is estimated that the PRC's corporate debt could hit US$13.8 trillion in 2014, surpassing that of the United


This week in securities litigation (week ending March 7, 2014)
  • Dorsey & Whitney LLP
  • USA
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the