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Results:1-10 of 74

Self-Certification Under EU-U.S. Privacy Shield to Commence from August 2016
  • Dorsey & Whitney LLP
  • USA, European Union
  • July 20 2016

Following the formal approval of the EU-U.S. Privacy Shield by the European Commission on 8 July 2016, the arrangement will come into force in the U


EY sanctioned for acting as an advocate for audit clients
  • Dorsey & Whitney LLP
  • USA
  • July 16 2014

Auditor independence is critical. The opinion issued by the audit firm regarding the financial statements of an audit client represents in part that


This week in securities litigation (week ending July 11, 2014)
  • Dorsey & Whitney LLP
  • USA
  • July 10 2014

The unblemished record of the Manhattan U.S. Attorney's Office in insider trading cases came to an end this week with the acquittal of Rengan


SEC charges auditor of PRC firm with unprofessional conduct
  • Dorsey & Whitney LLP
  • USA
  • July 9 2014

The Commission filed another proceeding against an audit firm and its partners arising out of the audit of a PRC issuer. Unlike earlier actions


SEC brings another gatekeeper case
  • Dorsey & Whitney LLP
  • USA
  • October 1 2013

Operation Broken Gate, announced Monday in a press release by the SEC, focuses on holding gatekeepers accountable. Three proceedings against accounts


The SEC’s operation broken gate: holding gatekeepers responsible
  • Dorsey & Whitney LLP
  • USA
  • September 30 2013

Operation Broken Gate is the SEC's effort to hold gatekeepers accountable. In announcing the initiative, the agency filed three actions involving


The SEC’s new financial fraud task force: Part VII, risk analysis and big data
  • Dorsey & Whitney LLP
  • USA
  • August 20 2013

This is the seventh in a series of articles examining the creation of the Financial Reporting and Audit Task Force along with a Center for Risk and


The SEC’s new financial fraud task force: part II, the “numbers game speech”
  • Dorsey & Whitney LLP
  • USA
  • August 14 2013

This is the second in a series of articles examining the creation of the new Financial Reporting and Audit Task Force along with a Center for Risk


The SEC’s new financial fraud task force: being prepared for tomorrow today part I, introduction
  • Dorsey & Whitney LLP
  • USA
  • August 13 2013

SEC recently announced the creation of a new Financial Reporting and Audit Task Force in the Division of Enforcement along with a Center for Risk and


The dispute over work papers for PRC based issuers may be about to end
  • Dorsey & Whitney LLP
  • USA, China
  • August 7 2013

The resolution of a long standing dispute between the SEC, the PCAOB and the China Securities Regulatory Commission or CSRC over the availability of