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Results:1-10 of 69

The Lee insider trading case: a critical element of the SAC charges
  • Dorsey & Whitney LLP
  • USA
  • July 29 2013

The case against S.A.C. Capital received what appears to have been a critical, last minute boost when Richard Lee agreed to plead guilty to one count


This week in securities litigation (week ending July 26, 2013)
  • Dorsey & Whitney LLP
  • USA
  • July 25 2013

SAC Capital and Steven Cohen were the focus of securities enforcement litigation this week. Criminal wire and securities fraud charges were brought


Former Credit Suisse Managing Director pleads guilty in market crisis case
  • Dorsey & Whitney LLP
  • USA
  • April 15 2013

In one of the most significant market crisis cases to date, the former Global Head of Structured Credit Trading at Credit Suisse pleaded guilty to a


DOJ charges four Bizjet executives with FCPA violations
  • Dorsey & Whitney LLP
  • USA
  • April 9 2013

The Department of Justice unsealed four FCPA indictments last week against individuals involved in the Bizjet International Sales and Support, Inc


SEC names long time financial adviser, partner in fraudulent scheme
  • Dorsey & Whitney LLP
  • USA
  • March 19 2013

A long time registered representative began misappropriating client funds in 2009 and funneling them to his business partner, her two sons and the


Anti-corruption digest
  • Dorsey & Whitney LLP
  • USA, United Kingdom, Global
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:


Another bid rigging indictment in the municipal market
  • Dorsey & Whitney LLP
  • USA
  • July 24 2012

The on-going investigations into bid rigging in the municipal bond market are a continuing focus for the DOJ as well as the SEC.


The Africa sting cases
  • Dorsey & Whitney LLP
  • USA
  • April 16 2012

As previously reported, last month, upon the government’s request, U.S. District Court Judge Richard Leon dismissed 19 indictments in the so-called Africa Sting cases.


The Supreme Court - April 2, 2012
  • Dorsey & Whitney LLP
  • USA
  • April 2 2012

The Supreme Court of the United States announced decisions in two cases this morning.


Siemens
  • Dorsey & Whitney LLP
  • USA
  • December 22 2011

In Congressional hearings over the past two years, DOJ officials have faced repeated questioning about the lack of FCPA prosecutions against individuals.