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The SEC charges City of Harrisburg with fraud
  • Dorsey & Whitney LLP
  • USA
  • May 6 2013

For the first time the SEC charged a municipality for making false and misleading statements outside of its securities disclosure documents. The

Commission files offering fraud case
  • Dorsey & Whitney LLP
  • USA
  • March 12 2012

The SEC filed a fraud action against Edward Ellis, Sr. and Jennifer Seidel, alleging that the two defrauded investors in connection with the purchase of shares in their company, Sederon, Inc. SEC v. Ellis, Civil Action No. 12-cv-1203 (E.D. Pa. Filed March 8, 2012).

A tale of two insider traders
  • Dorsey & Whitney LLP
  • USA
  • March 6 2012

The SEC filed two settled insider trading cases against two professionals who traded in the same take over stock.