AUM Law | Canada | 31 May 2022
Recent amendments to the Financial Services Regulatory Authority of Ontario Act, 2016 (FSRA Act), effective April 29, 2022, marks the Financial…
AUM Law | Canada | 31 May 2022
In mid-May, the Canadian Securities Administrators (CSA) released CSA Staff Notice 25-305 Application for Approval of the New Investor Protection…
AUM Law | Canada | 31 May 2022
A friendly reminder that amendments to legislation clarifying the “Outside Activity” (OA) reporting framework and modernizing registration…
AUM Law | Canada | 31 May 2022
As the Canadian Securities Administrators (CSA) continue to work toward SEDAR+ as its new filing portal - now scheduled to be implemented in February…
AUM Law | Canada | 31 May 2022
Since the enhancements introduced as part of the Client Focused Reforms (CFR) came into force in 2021, the Canadian Securities Administrators (CSA)…
AUM Law | Canada | 31 May 2022
In our November bulletin we wrote about the Ontario Securities Commission (OSC) draft Statement of Priorities (SoP), which helps inform its business…
AUM Law | Canada | 31 May 2022
Despite the impending consolidation of IIROC and the MFDA discussed earlier in this bulletin, staff of the Canadian Securities Administrators (CSA)…
AUM Law | Canada | 31 May 2022
The Autorité des Marchés Financiers (AMF) has proposed a Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and…
AUM Law | Canada | 31 May 2022
The Canadian Securities Administrators (CSA) has taken one step closer to realizing on its recommendations to consolidate the two existing…
AUM Law | Canada | 11 May 2022
This Borden Ladner Gervais LLP Registration Rules Book incorporates the most commonly used national and multilateral instruments and policies…