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266 results found

Mishcon de Reya LLP logo
Based in London with offices in New York, Mishcon de Reya services an international community of clients and provides advice in situations where the…
Article

Mishcon de Reya LLP | Belgium, European Union, United Kingdom | 15 Jan 2021

Succession to Exclusive Jurisdiction Clauses, and the fine line between Commercial and Insolvency Proceedings - ING Bank v Banco Santander

In ING Bank N.V. & Anor v. Banco Santander S.A. [2020] EWHC 3561 (Comm) (21 December 2020) the High Court recently examined two interesting issues in…
Article

Mishcon de Reya LLP | European Union, United Kingdom | 12 Jan 2021

Four significant decisions for the Private Equity industry in 2020

In this article we discuss four judgments from 2020 which those in the Private Equity (PE) industry should know about. While not all PE disputes these…
Article

Mishcon de Reya LLP | United Kingdom | 23 Dec 2020

FCA Fine TFS-ICAP £3.4m for misleading practices

The FCA has fined inter-dealer broker TFS-ICAP ("ICAP") £3.4m (reduced from £4.9m because of the 30% early settlement discount), in respect of…
Article

Mishcon de Reya LLP | United Kingdom | 2 Nov 2020

FCA Reflections: Market abuse in a time of coronavirus

On 12 October 2020, Julia Hoggett, the FCA's Director of Market Oversight, delivered a speech on the FCA's approach to market abuse in a time of…
Article

Mishcon de Reya LLP | United Kingdom | 23 Sep 2020

FRC reflections: Annual Enforcement Review 2020

On 31 July 2020, the Financial Reporting Council (FRC) published its Annual Enforcement Review 2020 ("the Review"). The tenor of the report is one of…
Article

Mishcon de Reya LLP | United Kingdom | 4 Sep 2020

Certification Regime - FCA publishes indicators on assessing fitness and propriety

The Senior Managers and Certification Regime ("SM&CR") replaced the Approved Persons Regime ("APR") for the majority of solo-regulated firms on 9…
Article

Mishcon de Reya LLP | United Kingdom | 21 Jul 2020

FRC reflections: Audit inspection results and a deeply concerned regulator

On 14 July 2020, the Financial Reporting Council (FRC) released its latest annual audit inspection results of the largest firms. These showed that…
Article

Mishcon de Reya LLP | European Union, United Kingdom | 23 Jun 2020

FCA reflections: Market Abuse - Investigations Uptick?

In May 2020, Mark Steward, the FCA's Executive Director of Enforcement and Market Oversight, told Financial News that "the regulator was bracing for…
Article

Mishcon de Reya LLP | United Kingdom | 23 Jun 2020

FCA reflections: Algorithmic trading and market abuse

In the FCA's report, Algorithmic Trading Compliance in Wholesale Markets (the 'Report'), published in February 2018, it recognised that firms…
Article

Mishcon de Reya LLP | United Kingdom | 23 Jun 2020

COVID-19: FCA reflections - Client Assets and Money

Megan Butler, the Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered a speech at PIMFA's Virtual…
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