Refine your search


952 results found


Cooley LLP | USA | 27 May 2020

SEC’s Investor Advisory Committee makes disclosure recommendations

At a meeting of the SEC’s Investor Advisory Committee last week, the Committee voted to make recommendations to the SEC on three topics…

Cooley LLP | USA | 22 May 2020

SEC adopts final amendments for M&A financial statement disclosure

Yesterday, once again without an open meeting, the SEC voted (with a dissent from Commissioner Allison Lee) to adopt amendments to the requirements…

Cooley LLP | USA | 21 May 2020

Nasdaq proposes new rules to address emerging market listings; Holding Foreign Companies Accountable Act

Yesterday, the SEC formally announced its July 9 roundtable on emerging markets. In the announcement, the SEC observed that, “while the U.S…

Cooley LLP | USA | 20 May 2020

SEC Enforcement investigating potential federal securities law violations by PPP borrowers

It’s not just the Justice Department that’s looking into PPP loans—although there appears to be plenty of that going on—the SEC’s Division of…

Cooley LLP | USA | 19 May 2020

SEC Chair Clayton addresses Financial Stability Oversight Council

At the end of last week, SEC Chair Jay Clayton addressed the Financial Stability Oversight Council, focusing on three areas: market function, market…

Cooley LLP | USA | 13 May 2020

SBA provides “safe harbor” for PPP loans under $2 million

New FAQ 46 from the SBA provides a “safe harbor” for borrowers of less than $2 million under the Paycheck Protection Program provisions of the CARES…

Cooley LLP | USA | 13 May 2020

SEC Enforcement Co-Director discusses COVID-19-related enforcement priorities

In his keynote address to Securities Enforcement Forum West 2020, SEC Enforcement Co-Director Steven Peikin discussed some of the efforts of the…

Cooley LLP | USA | 13 May 2020

Nasdaq delays rule change expediting delisting process for certain bid price compliance issues

In April, the SEC approved a Nasdaq rule change to expedite delisting (1) for securities with a closing bid price at or below $0.10 for ten…

Cooley LLP | USA | 12 May 2020

Another Caremark claim survives dismissal

Are the allegations in Hughes v. Hu an example of the SEC/PCAOB's recent cautionary Statement on emerging market risks come to life? (See this PubCo…

Cooley LLP | USA | 9 May 2020

House Subcommittee insists certain public companies return PPP loans

As discussed in this PubCo post, in April, the Treasury Department issued a series of FAQs related to loans made under the Paycheck Protection…
Previous page 1 2 3 ...