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629 results found

Article

Katten Muchin Rosenman LLP | Global | 7 May 2021

LEI ROC Consults on Changes to Technical Guidance on Harmonization of Critical OTC Derivatives Data Elements

On May 5, the Legal Entity Identifier Regulatory Oversight Committee (Lei ROC) published a consultative document on changes to the technical guidance…
Article

Katten Muchin Rosenman LLP | United Kingdom | 7 May 2021

FCA Publishes Discussion Paper on Strengthening Financial Promotion Rules for High-Risk Investments and Firms Approving Financial Promotions

On April 29, the Financial Conduct Authority (FCA) published a Discussion Paper (DP21/1) on strengthening its financial promotion rules for high-risk…
Article

Katten Muchin Rosenman LLP | United Kingdom | 7 May 2021

HM Treasury Intends to Remove UK MiFIR Open Access Regime for ETDs

On May 5, HM Treasury announced its intentions to remove the UK Markets in Financial Instruments Regulation (UK MiFIR) from the open access regime…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 30 Apr 2021

FCA Consults on Changes to Conduct and Organizational Rules Under UK MiFID

On April 28, the Financial Conduct Authority (FCA) launched a consultation paper (CP21/9), alongside HM Treasury, on changes to the conduct and…
Article

Katten Muchin Rosenman LLP | United Kingdom | 30 Apr 2021

FCA Webpage on Climate Change and Sustainable Finance

On April 23, the Financial Conduct Authority (FCA) published a new webpage on its strategic approach to climate change and sustainable finance. The…
Article

Katten Muchin Rosenman LLP | United Kingdom | 30 Apr 2021

UK Treasury Committee Publishes Report on Net Zero and the Future of Green Finance

On April 22, the House of Commons Treasury Committee (Committee) published a report on net zero and the future of green finance in the UK (the…
Article

Katten Muchin Rosenman LLP | United Kingdom | 23 Apr 2021

UK Announces New Central Bank Digital Currency Taskforce

On April 19, the Bank of England (BoE) and HM Treasury announced the joint creation of a Central Bank Digital Currency (CBDC) Taskforce to explore a…
Article

Katten Muchin Rosenman LLP | United Kingdom | 9 Apr 2021

FCA Update on Reporting LEIs of Non-EEA Third Country Issuers Under UK SFTR

On April 6, the UK Financial Conduct Authority (FCA) announced that legal entity identifiers (LEIs) of non-EEA third country issuers will not need to…
Article

Katten Muchin Rosenman LLP | European Union | 2 Apr 2021

ESAs Opinion on Jurisdictional Scope of the Securitisation Regulation

On March 26, the European Supervisory Authorities (ESAs) published an opinion to the European Commission on the jurisdictional scope of the…
Article

Katten Muchin Rosenman LLP | United Kingdom | 2 Apr 2021

AML: HM Treasury Updates Advisory Notice on Money Laundering and Terrorist Financing Controls in Higher-Risk Jurisdictions

On March 24, HM Treasury revised its advisory notice on money laundering and terrorist financing controls in overseas jurisdictions (AML/CTF). This…
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