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648 results found

Article

Katten Muchin Rosenman LLP | United Kingdom | 9 Apr 2021

FCA Update on Reporting LEIs of Non-EEA Third Country Issuers Under UK SFTR

On April 6, the UK Financial Conduct Authority (FCA) announced that legal entity identifiers (LEIs) of non-EEA third country issuers will not need to…
Article

Katten Muchin Rosenman LLP | European Union | 2 Apr 2021

ESAs Opinion on Jurisdictional Scope of the Securitisation Regulation

On March 26, the European Supervisory Authorities (ESAs) published an opinion to the European Commission on the jurisdictional scope of the…
Article

Katten Muchin Rosenman LLP | United Kingdom | 2 Apr 2021

AML: HM Treasury Updates Advisory Notice on Money Laundering and Terrorist Financing Controls in Higher-Risk Jurisdictions

On March 24, HM Treasury revised its advisory notice on money laundering and terrorist financing controls in overseas jurisdictions (AML/CTF). This…
Article

Katten Muchin Rosenman LLP | United Kingdom | 2 Apr 2021

AML: UK Government Publishes Money Laundering and Terrorist Financing (Amendment) (High-Risk Countries) Regulations 2021

On March 25, the UK Government published the Money Laundering and Terrorist Financing (Amendment) (High-Risk Countries) Regulations 2021 (SI 2021/392)…
Article

Katten Muchin Rosenman LLP | European Union, USA | 2 Apr 2021

Joint Committee of ESAs Q&As on Securitisation Regulation

On March 26, the Joint Committee of the European Supervisory Authorities (ESAs) published a set of Q&As on the Securitisation Regulation (EU)…
Article

Katten Muchin Rosenman LLP | United Kingdom | 2 Apr 2021

UK Treasury Announces Technical Discussions on MoU on UK-EU Regulatory Cooperation in Financial Services

On March 26, HM Treasury published a press release announcing it had concluded technical discussions on the text of the Memorandum of Understanding…
Article

Katten Muchin Rosenman LLP | United Kingdom | 26 Mar 2021

FCA Confirms No Current Revisions to Temporary Transitional Power Applying to UK’s Derivatives Trading Obligation

On March 24, the Financial Conduct Authority (FCA) published a statement announcing that it has not observed market or regulatory developments that…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 26 Mar 2021

COVID-19: FCA extends Flexibility on RTS 27 Reports and 10 Percent Depreciation Notifications

On March 19, the Financial Conduct Authority (FCA) published a statement announcing that it is establishing temporary measures on RTS 27 reports on…
Article

Katten Muchin Rosenman LLP | European Union | 26 Mar 2021

ESMA Publishes Statement Announcing Supervisory Approach to MiFID II Position Limits for Commodity Derivatives

On March 19, the European Securities and Markets Authority (ESMA) published a statement announcing a new Directive relating to its supervisory…
Article

Katten Muchin Rosenman LLP | European Union | 19 Mar 2021

ESG: ESAs Consult on Draft RTS on Content and Presentation of Taxonomy-Related Sustainability Disclosures Under SFDR

On March 17, the European Supervisory Authorities (ESAs) published a joint consultation paper on draft Regulatory Technical Standards (RTS) regarding…
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