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Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 21 Aug 2014

Can a whistleblower disclose what has already been reported?

In California, employees who blow the whistle are protected from retaliation by Labor Code § 1102.5(b) which provides: An employer, or any person…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 10 Jun 2014

Those who hold themselves apart seem to be getting all the attention

Who knew that abstentions were so newsworthy? Here are three recent news stories involving abstentions at annual meetings: Warren Buffett Defends…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 27 May 2014

An epic question: is this pay ratio too large, too small or just right?

California's corporate tax rate is currently 8.84%. According to the California Taxpayer's Association, only nine states (Alaska, Connecticut…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 23 May 2014

Delaware court rules Nevada law governs but applies Delaware law

Although there are many significant differences between the corporate laws of Nevada and Delaware, the Nevada Supreme Court has often looked across…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 22 May 2014

Looking for the list of OTC margin stocks? You’ll find it in California’s new LLC Act

When originally enacted, the Securities Exchange Act of 1934 banned brokers and dealers from extending margin credit on over-the-counter (OTC)…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 6 Jan 2014

Secretary of state changes forms and procedures for LLC filings

Novelty does not mean better. With the change from 2013 to 2014, California repealed, albeit unconstitutionally, the Beverly-Killea Limited Liability…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 23 Dec 2013

Court rules private fund data are not public records

Private equity and venture capital funds like public pension fund money but they don't necessarily like the consequences of having the government…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 20 Dec 2013

Does the SEC’s Regulation A proposal defy Congress’ clear intent?

This week's announcement by the Securities and Exchange Commission that it is proposing amendments to update and expand Regulation A has attracted…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 19 Dec 2013

Numera senatum! Broker non-votes and the quorum problem

In ancient Rome, the Senate could not conduct business unless a quorum was present. A senator wishing to delay action by the Senate could demand a…
Article

Allen Matkins Leck Gamble Mallory & Natsis LLP | USA | 18 Dec 2013

“Wherever you go, there you are”, but will you be in the proper county?

The California General Corporation Law makes numerous references to the "proper county". For example, Corporations Code Section 304 empowers the…
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