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FSA bans firm for failing to pay skilled person
  • Dentons
  • United Kingdom
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report.


FSA bans for mortgage fraud
  • Dentons
  • United Kingdom
  • April 21 2011

FSA has banned four mortgage intermediaries and fined them a total of over £450,000 for knowingly using misleading and inaccurate information on mortgage applications.


FSA publishes complaints data
  • Dentons
  • United Kingdom
  • April 1 2011

FSA has published firm complaints data for the second half of 2010.


Complaints Commissioner orders FSA to apologise for evening courier
  • Dentons
  • United Kingdom
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm.


FSA on the enforcement circuit
  • Dentons
  • United Kingdom
  • February 25 2011

In the past week, FSA has:fined a mortgage firm £840,000 for irresponsible mortgage lending (it could not show how customers whose mortgages would continue into retirement could afford to pay) and unfair treatment of customers in arrears.


Treasury looks at financial inclusion
  • Dentons
  • United Kingdom
  • December 23 2010

Treasury's Financial Inclusion Task Force is proposing actions banks could take to make sure poorer households have access to banking services.


FSA consults on platforms and the RDR
  • Dentons
  • United Kingdom
  • November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments.


New cheques bill proposed
  • Dentons
  • United Kingdom
  • November 5 2010

A new Bill has been proposed in Parliament that would require cheques to continue to be available.


FSA fines and bans for mortgage firm failings
  • Dentons
  • United Kingdom
  • October 1 2010

FSA has cancelled the permission of one mortgage broker and fined another for not being open and co-operative with FSA.