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Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


HFSB consults on strengthening standards
  • Dentons
  • European Union
  • August 12 2011

HFSB is pleased most major European fund managers have signed up to its standards.


FSA publishes final guidance on derivative risk management practices (DRMP) across the investment management industry
  • Dentons
  • United Kingdom
  • August 5 2011

FSA has published guidance that sets out its expectations relating to the Collective Investment Schemes Sourcebook (COLL) requirement that authorised fund managers must use a risk-management process that enables them to monitor and measure as frequently as appropriate the risk of a scheme's position and their contribution to the overall risk profile of the scheme.


IMA calls for failure review
  • Dentons
  • Global
  • June 17 2011

IMA Chairman Douglas Ferrans has called for an independent review into investment failures.


FSCP publishes platforms position paper
  • Dentons
  • United Kingdom
  • March 18 2011

FSCP has published a position paper on platforms in the context of the Retail Distribution Review (RDR).


Industry responds on platforms
  • Dentons
  • United Kingdom
  • February 25 2011

BBA and the Investment Management Association (IMA) have responded to FSA's consultation on issues for platforms in delivering the Retail Distribution Review (RDR).


AIMA stresses fund industry is not all unregulated
  • Dentons
  • United Kingdom
  • February 4 2011

AIMA has repeated the statement it has made several times before refuting allegations that the hedge fund industry is unregulated.