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Results:1-9 of 9

ESMA speaks at FSA Conference
  • Dentons
  • European Union
  • September 30 2011

Verena Ross of ESMA has spoken at FSA’s Asset Management Conference.


ESMA consults on AIFMD Level 2
  • Dentons
  • European Union
  • July 15 2011

ESMA is consulting on a package of measures that are to be made under the Alternative Investment Fund Managers Directive (AIFMD).


ESMA publishes details of access requests
  • Dentons
  • European Union
  • June 3 2011

ESMA has published its decision setting out how it will deal with requests for access to documents it holds.


ESMA speaks to ICMA
  • Dentons
  • Global
  • June 3 2011

Steven Maijoor spoke to an ICMA conference on: increased transparency in financial markets for both the public and the regulators.


APCIMS responds on UCITS IV
  • Dentons
  • United Kingdom
  • March 25 2011

APCIMS has responded to Treasury's consultation on implementing the UCITS IV framework in the UK.


IMA responds on UCITS IV
  • Dentons
  • United Kingdom
  • March 25 2011

APCIMS has responded to Treasury's consultation on implementing the UCITS IV framework in the UK.


IMA responds on UCITS IV
  • Dentons
  • United Kingdom
  • March 25 2011

IMA's response to Treasury's consulting on implementing UCITS IV highlights:the need to discuss within ESMA any deviation from a pure copy-out approach to implementation;a request for more information on how FSA plans to meet certain requirements and when it plans to consult on key issues such as whether some parts of the AIFMD apply at umbrella or sub-fund level;urging FSA to make use of the transitional arrangements the AIFMD gives; a suggestion FSA should discuss with ESMA the possibility of harmonising the provision that allows UCITS to invest up to 10 of the fund in unapproved securities; and the need to clarify where responsibility for Anti-Money Laundering compliance lies.


Commission consults further on PRIPs
  • Dentons
  • European Union
  • December 3 2010

The Commission has published an informal consultation on the next steps in its plans for the retail investment market.