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Results:1-10 of 13

FSA gets land banking judgment
  • Dentons
  • United Kingdom
  • March 23 2012

FSA has won a case in the High Court in which the court held one individual and two businesses were operating a collective investment scheme without authorisation.


IMA responds on contractual schemes
  • Dentons
  • United Kingdom
  • March 23 2012

IMA has responded to Treasury’s consultation on contractual schemes for collective investment.


Treasury consults on tax transparent funds (TTFS)
  • Dentons
  • United Kingdom
  • January 13 2012

Treasury is consulting on the introduction of a new type of collective investment scheme which will be a tax transparent contractual scheme.


FSA speaks on fund regulation
  • Dentons
  • United Kingdom, European Union
  • November 4 2011

Sheila Nicoll spoke on EU fund management regulatory developments.


FSA confirms tribunal backing on hedge fund manager ban
  • Dentons
  • United Kingdom
  • August 19 2011

FSA has confirmed the Upper Tribunal has ordered it to fine Michiel Weiger Visser £2 million and Oluwole Modupe Fagbulu £100,000 and ban them both from performing any role in regulated financial services for breaching Principle 1 of the FSA’s Statements of Principle for Approved Persons and for engaging in market abuse.


Commission consults on social investment funds
  • Dentons
  • European Union
  • July 22 2011

The Commission has published a working paper exploring whether it can make it easier for EU investment funds to target “social businesses” (those targeting social, ethical or environmental goals as their primary corporate objective), while also helping investors to access these funds.


FSA gets arrest for unauthorised CIS involvement
  • Dentons
  • United Kingdom
  • July 1 2011

FSA announced the arrest of one individual following an investigation relating to involvement in an unauthorised collective investment scheme (CIS).


Industry responds on platforms
  • Dentons
  • United Kingdom
  • February 25 2011

BBA and the Investment Management Association (IMA) have responded to FSA's consultation on issues for platforms in delivering the Retail Distribution Review (RDR).


EVCA responds on UCITS changes
  • Dentons
  • European Union
  • February 4 2011

EVCA has published a position paper on the Commission consultation on changes to the UCITS depository function and managers' remuneration.


FSA fines and bans for misleading UCIS sales
  • Dentons
  • United Kingdom
  • January 21 2011

FSA has fined and banned two partners in an investment firm for failing to ensure its advisers made suitable recommendations to customers when selling unregulated collective investment schemes (UCIS).