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Results: 1-10 of 367

IOSCO publishes CIS liquidity management report
  • Dentons
  • Global
  • December 23 2015

IOSCO has published its report on how collective investment schemes (CIS) manage their liquidity risk. It found that: most jurisdictions clearly


Financial Regulatory Developments 31 July - European Banking Authority (EBA)
  • Dentons
  • European Union
  • July 31 2015

EBA has published reports on: the consistency of risk weighted assets (RWAs) across large EU institutions for large corporate, sovereign and


Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 19 June - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • June 19 2015

ESMA published its 2014 annual report and announced its new strategy for 2016-20. The annual report outlines ESMA's achievements for the past year in


Financial Regulatory Developments 19 June - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • June 19 2015

BoE has issued a paper announcing its intent to hold an Open Forum in the Autumn on the topic of "Building Real Markets for the Good of the People"


Financial Regulatory Developments 5 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 5 2015

FCA has written to firms' remuneration committee Chairs in proportionality level 1 on embedding ex-post performance adjustment (malus) within their


Financial Regulatory Developments 5 June - European Banking Authority (EBA)
  • Dentons
  • European Union
  • June 5 2015

EBA has added five new items to its single rulebook Q&As. (Source: Single Rulebook Q&As) EBA issues equivalence questionnaire: EBA has issued a


Financial Regulatory Developments 22 May - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • May 22 2015

The Regulation on interchange fees for card-based payment transactions has been published in the OJEU. (Source: Regulation on Interchange Fees for


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments