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Results:1-10 of 70

Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 31 July - European Banking Authority (EBA)
  • Dentons
  • European Union
  • July 31 2015

EBA has published reports on: the consistency of risk weighted assets (RWAs) across large EU institutions for large corporate, sovereign and


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 5 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 5 2015

FCA has written to firms' remuneration committee Chairs in proportionality level 1 on embedding ex-post performance adjustment (malus) within their


Financial Regulatory Developments 5 June - European Banking Authority (EBA)
  • Dentons
  • European Union
  • June 5 2015

EBA has added five new items to its single rulebook Q&As. (Source: Single Rulebook Q&As) EBA issues equivalence questionnaire: EBA has issued a


Financial Regulatory Developments 8 May - European Banking Authority (EBA)
  • Dentons
  • European Union
  • May 8 2015

EBA has added five new items to its single rulebook Q&As. (Source: Single Rulebook Q&As). EBA speaks on SREP framework: Piers Haben spoke on the


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 17 2015

FCA has fined Bank of New York Mellon London Branch and Bank of New York Mellon International £126 million for failure to comply with the custody


Financial Regulatory Developments 2 April - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • April 2 2015

The Commission Delegated Regulation on the information supervisors must provide to ESMA under the Alternative Investment Fund Managers Directive


Financial Regulatory Developments 2 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the