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Results:1-10 of 34

Financial Regulatory Developments 19 June - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • June 19 2015

ESMA published its 2014 annual report and announced its new strategy for 2016-20. The annual report outlines ESMA's achievements for the past year in


Financial Regulatory Developments 15 May - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • May 15 2015

ESMA has written to the Commission, suggesting there may be a delay in finalising several RTS under the revised Markets in Financial Instruments


Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 17 2015

FCA has fined Bank of New York Mellon London Branch and Bank of New York Mellon International £126 million for failure to comply with the custody


Financial Regulatory Developments 2 April - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • April 2 2015

The Commission Delegated Regulation on the information supervisors must provide to ESMA under the Alternative Investment Fund Managers Directive


Financial Regulatory Developments 27 February - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • February 27 2015

BoE has published the full list of responses to its consultation on the Fair and Effective Markets review. It had asked Respondents to comment on the


Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised


Financial Regulatory Developments 9 January - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • January 9 2015

ESMA has published a list of responses to its consultation on draft guidelines on the application of C6 and C7 of Annex I of the Markets in Financial


Financial Regulatory Developments 12 December - Council of the European Union (Council)
  • Dentons
  • European Union
  • December 12 2014

The Permanent Representatives Committee has agreed, on behalf of the Council, its negotiating stance on the revised Payment Services Directive (PSD2)


Financial Regulatory Developments 28 November - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • November 28 2014

In the wake of an outage of the Real-Time Gross Settlements (RTGS) system on 20 October BoE launched an independent review into the causes of the


Financial Regulatory Developments 28 November - Council of the European Union (Council)
  • Dentons
  • European Union
  • November 28 2014

The Permanent Representatives Committee has agreed, on behalf of the Council, its negotiating position on a draft Regulation intended to improve