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Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 6 March - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • March 6 2015

BoE has updated its website to provide details for those with qualifying holdings in central counterparties (CCPs). It explains the pre-notification


Financial Regulatory Developments 6 March - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • March 6 2015

PRA is consulting on a rule that would require external auditors of large UK banks to provide written reports to PRA as part of the statutory audit


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 5 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 5 2014

FCA is consulting on its policy proposals for its 201516 fees and levies. The paper covers in particular:fees for the Payment Services Regulator


Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to


Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The


Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have