We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 40

Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 13 March - European Parliament (EP)
  • Dentons
  • European Union
  • March 13 2015

EP has voted through the Regulation capping interchange fees for payments using consumer credit and debit cards. It says this, with the revised


Financial Regulatory Developments 13 March - European Banking Authority (EBA)
  • Dentons
  • European Union
  • March 13 2015

EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of


Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because


Financial Regulatory Developments 6 March - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • March 6 2015

BoE has updated its website to provide details for those with qualifying holdings in central counterparties (CCPs). It explains the pre-notification


Financial Regulatory Developments 6 March - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • March 6 2015

PRA is consulting on a rule that would require external auditors of large UK banks to provide written reports to PRA as part of the statutory audit


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests