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Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 13 March - European Banking Authority (EBA)
  • Dentons
  • European Union
  • March 13 2015

EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to


Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have


Financial Regulatory Developments 9 January - European Banking Authority (EBA)
  • Dentons
  • European Union
  • January 9 2015

EBA has published its RTS on the content of resolution plans and the assessment of resolvability (as required by the Bank Recovery and Resolution


Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because


Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The


Financial Regulatory Developments 24 October - Council of the European Union (Council)
  • Dentons
  • European Union
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees