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Results:1-10 of 21

Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 8 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 8 2015

The Economic and Monetary Affairs Council within the EP and the Latvian Presidency of the EU have reached an informal political agreement on the


Financial Regulatory Developments 13 March - European Banking Authority (EBA)
  • Dentons
  • European Union
  • March 13 2015

EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of


Financial Regulatory Developments 6 March - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • March 6 2015

PRA is consulting on a rule that would require external auditors of large UK banks to provide written reports to PRA as part of the statutory audit


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 9 January - European Banking Authority (EBA)
  • Dentons
  • European Union
  • January 9 2015

EBA has published its RTS on the content of resolution plans and the assessment of resolvability (as required by the Bank Recovery and Resolution


Financial Regulatory Developments 9 January - European Insurance and Occupational Pensions Authority (EIOPA)
  • Dentons
  • European Union
  • January 9 2015

EIOPA has published a consultation paper on the draft ITS relating to the equity index for the symmetric adjustment of the equity capital charge. The


Financial Regulatory Developments 5 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 5 2014

FCA is consulting on its policy proposals for its 201516 fees and levies. The paper covers in particular:fees for the Payment Services Regulator


Financial Regulatory Developments 14 November - European Banking Authority (EBA)
  • Dentons
  • European Union
  • November 14 2014

EBA has published a further updated version of its single banking rulebook questions and answers. (Source: EBA Updates Q&As) EBA consults on DGS