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Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 13 March - European Banking Authority (EBA)
  • Dentons
  • European Union
  • March 13 2015

EBA has published its advice to the Commission on the resolution framework for EU banks. The advice and supporting papers look at : the definition of


Financial Regulatory Developments 13 March - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • March 13 2015

ESMA has updated its RTS on Interest Rate Swaps (IRS) under the European Market Infrastructure Regulation (EMIR). It has issued the opinion because


Financial Regulatory Developments 6 March - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • March 6 2015

BoE has updated its website to provide details for those with qualifying holdings in central counterparties (CCPs). It explains the pre-notification


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 14 November - European Banking Authority (EBA)
  • Dentons
  • European Union
  • November 14 2014

EBA has published a further updated version of its single banking rulebook questions and answers. (Source: EBA Updates Q&As) EBA consults on DGS