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Norton Rose Fulbright LLP | European Union | 27 Jan 2015

Banking reform updater 11 - the single resolution mechanism examined

In this Banking Reform updater we examine the single resolution mechanism (SRM), which together with the single supervisory mechanism (SSM) (Banking Reform updater 10) forms the key pillars of the EU Banking Union.
Article

Norton Rose Fulbright LLP | European Union | 20 Jan 2015

10 things you should know about the latest ESMA MiFID II / MiFIR papers

The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…
Article

Norton Rose Fulbright LLP | European Union | 9 Dec 2014

Banking reform updater 10 - the single supervisory mechanism examined

On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the Single Supervisory Mechanism (SSM)…
Article

Norton Rose Fulbright LLP | United Kingdom | 8 Dec 2014

The new accountability regime

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - investor protection (conduct of business)

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - third countries

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - trading venues and market infrastructure

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 10 Oct 2014

MiFID II / MiFIR series - high frequency and algorithmic trading obligations

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union, United Kingdom | 9 Oct 2014

MiFID II / MiFIR series - corporate governance

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 9 Oct 2014

MiFID II / MiFIR series - impact on commodities and commodity derivatives trading

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
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