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Norton Rose Fulbright | European Union | 27 Jan 2015
Banking reform updater 11 - the single resolution mechanism examined
In this Banking Reform updater we examine the single resolution mechanism (SRM), which together with the single supervisory mechanism (SSM) (Banking Reform updater 10) forms the key pillars of the EU Banking Union.
Norton Rose Fulbright | European Union | 20 Jan 2015
10 things you should know about the latest ESMA MiFID II / MiFIR papers
The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…
Norton Rose Fulbright | European Union | 9 Dec 2014
Banking reform updater 10 - the single supervisory mechanism examined
On 4 November 2014, the European Central Bank (ECB) assumed its supervisory role under the Single Supervisory Mechanism (SSM)…
Norton Rose Fulbright | United Kingdom | 8 Dec 2014
The new accountability regime
In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - investor protection (conduct of business)
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - third countries
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - trading venues and market infrastructure
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 10 Oct 2014
MiFID II / MiFIR series - high frequency and algorithmic trading obligations
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union, United Kingdom | 9 Oct 2014
MiFID II / MiFIR series - corporate governance
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 9 Oct 2014
MiFID II / MiFIR series - impact on commodities and commodity derivatives trading
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
