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Katten Muchin Rosenman LLP | USA | 7 May 2021

CFTC Issues No-Action Response Letter Providing Relief to DCO From Complying With Specified Part 39 Regulatory Requirements

On May 3, the Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission (CFTC) published Staff Letter No. 21-13 (Staff Letter)…
Article

Katten Muchin Rosenman LLP | USA | 7 May 2021

CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V. to Permit Trading by Direct Access From United States

On May 5, the Commodity Futures Trading Commission (CFTC) announced that it had issued an Order of Registration to Mercado Mexicano de Derivados, S.A…
Article

Katten Muchin Rosenman LLP | USA | 30 Apr 2021

CFTC Renews No-Action Relief for Entities Submitting Swaps for Clearing With DCOs Acting Under Exemptive Orders or No-Action Relief

On April 28, the Division of Data of the Commodity Futures Trading Commission issued a renewal of the temporary no-action relief available to…
Article

Katten Muchin Rosenman LLP | USA | 23 Apr 2021

CFTC Issues Conditional Relief From Reporting Fully Collateralized Binary Option Data to Swap Data Repositories

On April 22, the Commodity Futures Trading Commission’s Division of Data, Division of Market Oversight and Division of Clearing and Risk…
Article

Katten Muchin Rosenman LLP | USA | 16 Apr 2021

CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19

On April 14, the Commodity Futures Trading Commission’s Market Participants Division (MPD) and Division of Market Oversight (DMO) jointly issued CFTC…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom, USA | 16 Apr 2021

CFTC Staff Provides Further Brexit-Related Relief

On April 8, the Market Participants Division (MPD), Division of Clearing and Risk (DCR), Division of Data (DOD) and Division of Market Oversight…
Article

Katten Muchin Rosenman LLP | USA | 9 Apr 2021

CFTC Issues Customer Advisory on Trading Based on Information Communicated Online

On April 6, the Commodity Futures Trading Commission’s (CFTC) Office of Customer Education and Outreach (OCEO) issued a Customer Advisory, reminding…
Article

Katten Muchin Rosenman LLP | USA | 2 Apr 2021

CFTC Staff Issues Guidance Regarding Risk Assessment of Customer Accounts for Futures Commission Merchants

On March 29, the Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission issued guidance regarding the implementation of…
Article

Katten Muchin Rosenman LLP | USA | 2 Apr 2021

NFA Issues Notice Regarding Effective Date of NFA’s Swap Dealer Capital Requirements

On March 31, the National Futures Association (NFA) issued Notice I-21-14 advising member firms that are registered with the Commodity Futures Trading…
Article

Katten Muchin Rosenman LLP | USA | 25 Mar 2021

Foreign Listed Stock Index Futures and Options Approval Chart March 2021

This Foreign Listed Stock Index Futures and Options Approvals Chart, available via the Download PDF button, is current as of March 25, 2021. All…
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