Refine your search
699 results found
Katten Muchin Rosenman LLP | USA | 1 Nov 2022
Foreign Listed Stock Index Futures and Options Approvals November 2022
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 1, 2022.* All prior versions…
Katten Muchin Rosenman LLP | USA | 28 May 2021
CFTC Announces Agricultural Advisory Committee Meeting
On May 25, the Commodity Futures Trading Commission announced that on June 9, from 10:00 a.m. To 12:00 p.m., the Agricultural Advisory Committee…
Katten Muchin Rosenman LLP | USA | 28 May 2021
Effective Date for NFA Member Swap Dealer and Major Swap Participant Dues Increases
On May 24, the National Futures Association (NFA) issued Notice to Members 1-21-16, announcing the effective date for NFA Member swap dealer and…
Katten Muchin Rosenman LLP | USA | 28 May 2021
CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR
On May 26, Commodity Futures Trading Commission’s Market Participants Division (MPD) published updated responses to Frequently Asked Questions…
Katten Muchin Rosenman LLP | USA | 14 May 2021
CFTC Announces Energy and Environmental Markets Advisory Committee Meeting
The Commodity Futures Trading Commission (CFTC) has announced that its Energy and Environmental Markets Advisory Committee (EEMAC) will hold a…
Katten Muchin Rosenman LLP | USA | 7 May 2021
CFTC Issues No-Action Response Letter Providing Relief to DCO From Complying With Specified Part 39 Regulatory Requirements
On May 3, the Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission (CFTC) published Staff Letter No. 21-13 (Staff Letter)…
Katten Muchin Rosenman LLP | USA | 7 May 2021
CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V. to Permit Trading by Direct Access From United States
On May 5, the Commodity Futures Trading Commission (CFTC) announced that it had issued an Order of Registration to Mercado Mexicano de Derivados, S.A…
Katten Muchin Rosenman LLP | USA | 30 Apr 2021
CFTC Renews No-Action Relief for Entities Submitting Swaps for Clearing With DCOs Acting Under Exemptive Orders or No-Action Relief
On April 28, the Division of Data of the Commodity Futures Trading Commission issued a renewal of the temporary no-action relief available to…
Katten Muchin Rosenman LLP | USA | 23 Apr 2021
CFTC Issues Conditional Relief From Reporting Fully Collateralized Binary Option Data to Swap Data Repositories
On April 22, the Commodity Futures Trading Commission’s Division of Data, Division of Market Oversight and Division of Clearing and Risk…
Katten Muchin Rosenman LLP | USA | 16 Apr 2021
CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19
On April 14, the Commodity Futures Trading Commission’s Market Participants Division (MPD) and Division of Market Oversight (DMO) jointly issued CFTC…
