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Article

Katten Muchin Rosenman LLP | USA | 29 May 2020

CFTC Holds Open Commission Meeting

On May 28, the Commodity Futures Trading Commission (CFTC) held an open meeting to consider staff recommendations regarding amendments to two CFTC…
Article

Katten Muchin Rosenman LLP | USA | 29 May 2020

NFA Proposes Technical Amendments to Various Rules and Interpretive Notices

On May 19, the National Futures Association (NFA) submitted to the Commodity Futures Trading Commission proposed technical amendment to several of…
Article

Katten Muchin Rosenman LLP | USA | 29 May 2020

NFA Proposes Amendments to Part 3 of NFA’s Compliance Rules Regarding Disciplinary Process

On May 19, the National Futures Association (NFA) submitted to the Commodity Futures Trading Commission proposed amendments to Part 3 of NFA’s…
Article

Katten Muchin Rosenman LLP | USA | 29 May 2020

CFTC Issues COVID-19 Customer Advisory on Commodity ETPs and Funds

On May 22, the Commodity Futures Trading Commission issued a Customer Advisory addressing the unique risks associated with certain trading vehicles…
Article

Katten Muchin Rosenman LLP | USA | 22 May 2020

CFTC Division of Enforcement Issues Civil Monetary Penalty Guidance

On May 20, the Commodity Futures Trading Commission’s Division of Enforcement (Division) issued new guidance (Guidance) outlining factors the…
Article

Katten Muchin Rosenman LLP | USA | 22 May 2020

CFTC Seeks Public Comments on 2020-2024 Strategic Plan

On May 19, the Commodity Futures Trading Commission published in the Federal Register a request for public comment on the CFTC’s draft 2020-2024…
Article

Katten Muchin Rosenman LLP | USA | 15 May 2020

CFTC Staff Issues Advisory Addressing Current Market Conditions

The Commodity Futures Trading Commission Divisions of Market Oversight (DMO), Swap Dealer and Intermediary Oversight (DSIO), and Clearing and Risk…
Article

Katten Muchin Rosenman LLP | USA | 15 May 2020

NFA Issues Warning Regarding Phishing Emails

On May 13, National Futures Association (NFA) issued a Notice to Members addressing the recent increase in fraudulent phishing emails, including…
Article

Katten Muchin Rosenman LLP | USA | 13 May 2020

A Friendly Reminder: CFTC Staff Encourages Exchanges, Futures Brokers and Clearinghouses to Ensure Their Risk Controls and Disclosures Address COVID-19-Related Market Volatility and Negative Prices

Responding to recent COVID-19-related volatility in futures and options markets and their related agricultural, energy and financial cash markets…
Article

Katten Muchin Rosenman LLP | USA | 8 May 2020

CFTC Announces Global Markets Advisory Committee Meeting

The Commodity Futures Trading Commission (CFTC) has announced that its Global Markets Advisory Committee (GMAC) will hold a meeting on May 19 at…
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