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Norton Rose Fulbright | Africa, Asia-Pacific, Canada, etc. | 2 Mar 2015
Global regulation and investigations challenges ahead in 2015
Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and…
Norton Rose Fulbright | European Union | 20 Jan 2015
10 things you should know about the latest ESMA MiFID II / MiFIR papers
The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…
Norton Rose Fulbright | United Kingdom | 8 Dec 2014
The new accountability regime
In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - investor protection (conduct of business)
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - third countries
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 13 Oct 2014
MiFID II / MiFIR series - trading venues and market infrastructure
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 10 Oct 2014
MiFID II / MiFIR series - high frequency and algorithmic trading obligations
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union, United Kingdom | 9 Oct 2014
MiFID II / MiFIR series - corporate governance
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 9 Oct 2014
MiFID II / MiFIR series - impact on commodities and commodity derivatives trading
The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Norton Rose Fulbright | European Union | 30 Sep 2014
UCITS V Directive: in a nutshell
In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (2014/91/EU) (UCITS V)…
