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Norton Rose Fulbright LLP | Africa, Asia-Pacific, Canada, etc. | 2 Mar 2015

Global regulation and investigations challenges ahead in 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and…
Article

Norton Rose Fulbright LLP | European Union | 20 Jan 2015

10 things you should know about the latest ESMA MiFID II / MiFIR papers

The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the…
Article

Norton Rose Fulbright LLP | United Kingdom | 8 Dec 2014

The new accountability regime

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - investor protection (conduct of business)

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - third countries

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 13 Oct 2014

MiFID II / MiFIR series - trading venues and market infrastructure

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 10 Oct 2014

MiFID II / MiFIR series - high frequency and algorithmic trading obligations

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union, United Kingdom | 9 Oct 2014

MiFID II / MiFIR series - corporate governance

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 9 Oct 2014

MiFID II / MiFIR series - impact on commodities and commodity derivatives trading

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services…
Article

Norton Rose Fulbright LLP | European Union | 30 Sep 2014

UCITS V Directive: in a nutshell

In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (2014/91/EU) (UCITS V)…
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