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68 results found

Article

Latham & Watkins LLP | European Union, Global | 27 Jun 2019

Private Bank Briefing: Issues Impacting the Private Bank Sector - June 2019

The FCA and the PRA published their Business Plans for 201920 in April 2019. FCA Priorities As expected, with Brexit remaining a key focus, there are

Article

Latham & Watkins LLP | USA, Singapore | 18 Jun 2019

UK and Singapore Regulators Announce Enhanced Cybersecurity Collaboration

As leading global financial and FinTech centres, the UK and Singapore will benefit from strengthening their cybersecurity alliance. On 13 June 2019

Article

Latham & Watkins LLP | United Kingdom | 6 Jun 2019

Regulators Get Tough on Regulatory Outsourcing Failings

On 29 May 2019, the FCA and PRA announced that they had fined an independent UK bank for failing to manage its outsourcing arrangements properly

Article

Latham & Watkins LLP | United Kingdom | 24 May 2019

Key Industry Lessons From the FCA’s First Competition Law Case

The decision gives market participants some helpful indications as to what kinds of information sharing the FCA considers are legitimate, both in the

Article

Latham & Watkins LLP | United Kingdom, European Union | 16 May 2019

EU Kicks Off MAR Review

The formal review of MAR will consider not only the topics mandated for review by the legislation, but also other areas that may benefit from reform

Article

Latham & Watkins LLP | United Kingdom, European Union | 30 Apr 2019

FCA Fires Warning Shot to Brokers in Wholesale Markets

FCA supervisory work during the next two years will focus on four key areas that the FCA considers require urgent attention

Article

Latham & Watkins LLP | United Kingdom, European Union | 4 Apr 2019

Private Bank Briefing Issues Impacting the Private Bank Sector - April 2019

On 23 January 2019, the FCA published a Consultation Paper (CP194) concerning further amendments to the Senior Managers and Certification Regime

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Mar 2019

MiFID II Costs and Charges Room For Improvement

The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Feb 2019

Brexit and Financial Services FCA Issues Further Guidance For Firms

The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with

Article

Latham & Watkins LLP | European Union | 24 Jan 2019

Regulating Crypto-assets and ICOs? ESMA and EBA Consider the Benefits

ESMA highlights the importance of taking a technology-neutral approach to regulation, to ensure that similar activities and assets are subject to the

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