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Cummings Law Ltd | Albania, Australia, Cayman Islands, etc. |

Claire Cummings

Article

Cummings Law Ltd | European Union | 13 Jan 2017

EU work programme to June 2017

The Maltese Presidency has published the EU Council's work programme for 1 January to 30 June 2017. Items of interest include the following:…
Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

HM consultation on amending RAO definition of financial advice

Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending…
Article

Cummings Law Ltd | European Union, United Kingdom | 13 Jan 2017

CityUK sets out key priorities for financial firms following Brexit

TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal…
Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

FCA policy update on crowdfunding

The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously…
Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

Implementation of the UK Corporate Governance and Stewardship Codes during 2016

The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship…
Article

Cummings Law Ltd | European Union | 13 Jan 2017

MLD4

The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have…
Article

Cummings Law Ltd | European Union | 13 Jan 2017

EU joint declaration on 2017 priorities

The European Council, Commission and Parliament, have negotiated a joint declaration on their 2017 priorities for the first time, focusing on jobs…
Article

Cummings Law Ltd | European Union | 13 Jan 2017

EMIR: ESMA publishes methodology for CCP peer reviews

ESMA has published the methodology for mandatory peer reviews relating to CCPs' authorisation and supervision under EMIR, which is based on the…
Article

Cummings Law Ltd | European Union | 13 Jan 2017

MiFID II: responses to ESMA consultations

ESMA has published a list of the responses it has received to its October 2016 consultation paper on the guidelines on the suitability of the…
Article

Cummings Law Ltd | European Union | 13 Jan 2017

MiFID II: IT outsourcing

The Futures Industry Association has published a due diligence questionnaire for MiFID II investment firms that outsource IT software and…
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