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Katten Muchin Rosenman LLP | USA | 1 Jun 2018

MiFID IIMiFIR Q&A Updates Concerning Best Execution and Client Categorization

On May 25, the European Securities and Markets Authority (ESMA) updated its questions and answers on the revised Markets in Financial Instruments


Katten Muchin Rosenman LLP | USA | 2 Nov 2017

SEC Issues Important Interpretive Guidance on Implications of “Unbundling” the Costs of Investment Research from the Costs of Trade Execution, Mandated by EU Requirements

On October 26, the Securities and Exchange Commission (SEC) issued three long-awaited letters clarifying how regulatory requirements in the European


Katten Muchin Rosenman LLP | USA | 30 Sep 2016

FCA Publishes Further Commentary on Payments for Order Flow

On September 27, the UK Financial Conduct Authority (FCA) published an update on its work in relation to payments for order flow (PFOF) in its latest


Katten Muchin Rosenman LLP | USA, European Union | 26 Aug 2016

European Commission Adopts Further MiFID II and MiFIR Delegated Regulations

On August 22, the European Commission (Commission) adopted two further delegated regulations (Delegated Regulations) to supplement the amended and

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