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Article

Katten Muchin Rosenman LLP | USA | 15 Dec 2017

FCA Publishes “Dear CEO” Letter on Payment for Order Flow

On December 13, the UK Financial Conduct Authority (FCA) published a "Dear CEO" letter expressing its concerns over the practice of brokers demanding

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 30 Jun 2017

FCA Publishes Final Report on Asset Management Market Study

On June 28, the Financial Conduct Authority (FCA) published its final report after its asset management market study (Study), which began in November

Article

Katten Muchin Rosenman LLP | USA | 30 Sep 2016

FCA Publishes Further Commentary on Payments for Order Flow

On September 27, the UK Financial Conduct Authority (FCA) published an update on its work in relation to payments for order flow (PFOF) in its latest

Article

Katten Muchin Rosenman LLP | USA, Global | 2 Sep 2016

IOSCO Publishes Good Practice Guidelines on Fees and Expenses of Collective Investment Schemes

On August 25, the Board of the International Organization of Securities Commissions (IOSCO) published a final report (Report) on good practices for

Article

Katten Muchin Rosenman LLP | USA | 5 Aug 2016

FCA Publishes Second Consultation on MiFID II Implementation

On July 29, the UK Financial Conduct Authority (FCA) published a consultation paper (Consultation) on the UK implementation of the amended and

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