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Article

Katten Muchin Rosenman LLP | USA, European Union | 5 Apr 2019

Regulators in Singapore and the EU Agree on Mutual Recognition for Derivatives Platforms

On April 1, the European Commission (EC) and the Monetary Authority of Singapore (MAS) published a joint media release announcing their concurrent

Article

Katten Muchin Rosenman LLP | USA, United Kingdom, European Union | 8 Mar 2019

ESMA Statement on Application of MiFID II, MiFIR and BMR Provisions in No-Deal Brexit

On March 7, the European Securities and Markets Authority (ESMA) published a statement outlining its approach to the application of key provisions of

Article

Katten Muchin Rosenman LLP | USA, European Union | 1 Mar 2019

European Parliament and Council of the European Union Reach Agreement on Investment Firms Regulation and Directive

On February 26 and 27, the Council of the European Union and the European Parliament issued statements, respectively, announcing that they had

Article

Katten Muchin Rosenman LLP | USA | 1 Jun 2018

MiFID IIMiFIR Q&As Updated and Guidelines Published on MiFID II Suitability Requirements

The European Securities and Markets Authority (ESMA) recently updated its questions and answers on the following topics: On May 29, the revised

Article

Katten Muchin Rosenman LLP | USA | 30 Sep 2016

FCA Publishes Further Commentary on Payments for Order Flow

On September 27, the UK Financial Conduct Authority (FCA) published an update on its work in relation to payments for order flow (PFOF) in its latest

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