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Article

Katten Muchin Rosenman LLP | United Kingdom | 19 Apr 2019

FCA Publishes Market Watch Newsletter on Transaction Reporting Issues and Market Conduct

On April 17, the UK Financial Conduct Authority (FCA) published issue 59 of its Market Watch newsletter. In this issue, the FCA details its findings

Article

Katten Muchin Rosenman LLP | European Union | 26 Oct 2018

ESMA Publishes Stakeholder Group Advice on Containing Risks of ICOs and Crypto Assets

On October 19, the European Securities and Markets Authority (ESMA) published an own-initiative report, produced by its Securities and Markets

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 12 Oct 2018

ESMA Publishes Opinion on Position Limits on UK Natural Gas Contracts Proposed by the FCA

On October 5, the European Securities and Markets Authority (ESMA) published an opinion, dated September 24, on position limits on UK natural gas

Article

Katten Muchin Rosenman LLP | European Union | 5 Oct 2018

ESMA Updates Q&As Relating to the Market Abuse Regulation

On October 1, the European Securities and Markets Authority (ESMA) published an updated version of its sets of question and answer documents (Q&As) on

Article

Katten Muchin Rosenman LLP | United Kingdom | 28 Sep 2018

Issue 56 of the FCA’s Market Watch Newsletter Covers Market Surveillance and PFOF

On September 24, the UK Financial Conduct Authority (FCA) published Issue 56 of Market Watch, its newsletter on market conduct and transaction

Article

Katten Muchin Rosenman LLP | USA | 16 Feb 2018

FCA Publishes Report on Algorithmic Trading

On February 12, the UK Financial Conduct Authority (FCA) published a report on algorithmic trading compliance in wholesale markets. The report

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 8 Jul 2016

UK Publishes MAR Regulations Ahead of July 3 Deadline

On June 30, the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (Regulations) were published in the United Kingdom. The

Article

Katten Muchin Rosenman LLP | European Union | 2 Oct 2015

ESMA publishes final report and draft technical standards on new EU market abuse rules

On September 28, the European Securities and Markets Authority (ESMA) published a final report (Report) containing draft regulatory technical

Article

Katten Muchin Rosenman LLP | USA | 11 Sep 2015

FCA publishes new Market Watch focusing on commodities traders and market abuse

On September 3, the Financial Conduct Authority (FCA) published issue 49 of Market Watch, its newsletter on market conduct and transaction reporting

Article

Katten Muchin Rosenman LLP | European Union | 21 May 2015

The CSMAD: forthcoming changes to EU market abuse and insider dealing rules

The European Union’s Market Abuse Regulation1 (MAR) will replace the European Union’s Market Abuse Directive2 (MAD) on July 3, 2016. In much of the

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