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168 results found

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 14 Jun 2019

ESMA Updates Statement on the Impact of Brexit on the MiFIR Trading Obligation for Shares

On May 29, the European Securities and Markets Authority (ESMA) published a revised statement outlining its approach relating to the trading

Article

Katten Muchin Rosenman LLP | European Union | 14 Jun 2019

ESMA Updates MiFID II Q&As on Transparency Topics

On June 3, the European Securities and Markets Authority (ESMA) published an updated version of its questions and answers document (Q&As) on

Article

Katten Muchin Rosenman LLP | European Union | 14 Jun 2019

EIOPA Consults on Opinion on Sustainability Within Solvency II

On June 3, the European Insurance and Occupational Pensions Authority (EIOPA) published a consultation paper on a draft opinion on sustainability

Article

Katten Muchin Rosenman LLP | European Union | 14 Jun 2019

ESMA Updates Its Opinion on Ancillary Activity Calculations

On May 27, the European Securities and Markets Authority (ESMA) published an updated opinion on the ancillary activities calculation under the

Article

Katten Muchin Rosenman LLP | United Kingdom | 24 May 2019

CTI launches Templates for Disclosure of Costs and Charges to Institutional Investors

On May 22, the UK Financial Conduct Authority (FCA) published a statement welcoming the launch by the Cost Transparency Initiative (CTI) of finalized

Article

Katten Muchin Rosenman LLP | European Union | 10 May 2019

ESMA Publishes Final Reports on Technical Advice on Integrating Sustainability Risks and Factors in the UCITS Directive, AIFMD and MiFID II

On May 3, the European Securities and Markets Association (ESMA) published final reports on technical advice to the European Commission (EC) on

Article

Katten Muchin Rosenman LLP | United Kingdom | 19 Apr 2019

FCA Publishes Market Watch Newsletter on Transaction Reporting Issues and Market Conduct

On April 17, the UK Financial Conduct Authority (FCA) published issue 59 of its Market Watch newsletter. In this issue, the FCA details its findings

Article

Katten Muchin Rosenman LLP | USA, European Union | 5 Apr 2019

Regulators in Singapore and the EU Agree on Mutual Recognition for Derivatives Platforms

On April 1, the European Commission (EC) and the Monetary Authority of Singapore (MAS) published a joint media release announcing their concurrent

Article

Katten Muchin Rosenman LLP | USA, European Union | 29 Mar 2019

ESMA Updates Q&As on MiFID II and MiFIR Commodity Derivatives

On March 27, the European Securities and Markets Association (ESMA) published an updated version of its questions and answers document (Q&As) on

Article

Katten Muchin Rosenman LLP | United Kingdom | 22 Mar 2019

House of Lords Bribery Act 2010 Committee Publishes Post-Legislative Scrutiny

On March 14, the House of Lords Select Committee (Select Committee) on the Bribery Act 2010 (Bribery Act) published its report, “Bribery Act 2010:

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