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Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 29 Mar 2019

FCA and PRA Publish Updates to the Temporary Permissions Regime

On March 25, the UK Financial Conduct Authority (FCA) updated its webpage on the temporary permissions regime (TPR) to announce that it intends to

Article

Katten Muchin Rosenman LLP | European Union | 22 Mar 2019

ESMA Extends Its Register of Derivatives to be Traded On-Venue Under MiFIR

On March 21, the European Securities and Markets Authority (ESMA) updated its public register of derivative contracts that are subject to the trading

Article

Katten Muchin Rosenman LLP | United Kingdom | 22 Mar 2019

House of Lords Bribery Act 2010 Committee Publishes Post-Legislative Scrutiny

On March 14, the House of Lords Select Committee (Select Committee) on the Bribery Act 2010 (Bribery Act) published its report, “Bribery Act 2010:

Article

Katten Muchin Rosenman LLP | European Union | 22 Mar 2019

ESMA Announces Results of MiFID II Annual Calculations of LIS and SSTI Thresholds for Bonds

On March 19, the European Securities and Markets Authority (ESMA) published a press release announcing the results of the annual transparency

Article

Katten Muchin Rosenman LLP | European Union | 22 Mar 2019

ECB Announces Euro Short-Term Rate Start Date and Recommendations on Transition From EONIA

On March 14, the European Central Bank (ECB) working group on euro risk-free rates published recommendations on transitioning from the euro overnight

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 22 Mar 2019

ESMA Publishes Statement on the Impact on the MiFIR Trading Obligation for Shares; the FCA Responds

On March 19, the European Securities and Markets Authority (ESMA) published a statement on the impact on the Markets in Financial Instruments

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 15 Mar 2019

FCA Publishes Policy Statement on New Financial Services Directory

On March 8, the UK Financial Conduct Authority (FCA) published a policy statement on a new directory of financial services workers (Directory). This

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 15 Mar 2019

PRA and FCA Hosted the First Meeting of the Climate Financial Risk Forum

On March 8, the UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) hosted the first meeting of the Climate Financial Risk

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 8 Mar 2019

PRIIPs Regulations Made in Preparation for Brexit

On February 28, the Packaged Retail and Insurance-based Investment Products (PRIIPs) (Amendment) (EU Exit) Regulations 2019 (UK Regulations) were

Article

Katten Muchin Rosenman LLP | USA, European Union | 8 Mar 2019

ESMA Publishes Annual Transparency Calculations for 201920 Equity and Equity-Like Instruments

On March 1, the European Securities and Markets Authority (ESMA) published a press release announcing that it has made available the results of the