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681 results found

Article

Katten Muchin Rosenman LLP | European Union, USA | 18 Sep 2020

ECON Announces Implementation of Draft Report on Digital Finance and FinTech

On September 11, the European Parliament’s Economic and Monetary Affairs Committee (ECON) published a press release announcing the adoption of its…
Article

Katten Muchin Rosenman LLP | USA | 18 Sep 2020

AML: FATF ‘Red Flags’ associated with Cryptoassets

On September 14, the Financial Action Task Force (FATF) published a report on cryptoassets (which the FATF refers to as virtual assets (VAs)) with…
Article

Katten Muchin Rosenman LLP | United Kingdom | 11 Sep 2020

FCA Publishes Newsletter Market Watch 65

On September 7, the UK’s Financial Conduct Authority (FCA) published the 65th edition of its Market Watch newsletter on market conduct and…
Article

Katten Muchin Rosenman LLP | European Union | 11 Sep 2020

EBA Publishes Response to the European Commission’s Call for Advice on the EU’s AML and CFT Framework

On September 10, the European Banking Authority (EBA) published its response to the European Commission’s March 2020 call for advice on the EU’s…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 4 Sep 2020

ISDA and AFME Request for an Extension of Relief on Brexit-Related Novation

On August 27, the International Swaps and Derivatives Association (ISDA) and the Association for Financial Markets in Europe (AFME) (together, the…
Article

Katten Muchin Rosenman LLP | United Kingdom | 31 Aug 2020

FCA Publishes Consultation Paper on Extending Annual Financial Crime Reporting Obligation

On August 24, the UK’s Financial Conduct Authority (FCA) published a consultation paper on extending its annual financial crime reporting obligation…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 31 Aug 2020

FCA Publishes Newsletter on Market Conduct and Transaction Reporting Issues

On August 27, the UK’s Financial Conduct Authority (FCA) published the 64th edition of its Market Watch newsletter on market conduct and transaction…
Article

Katten Muchin Rosenman LLP | European Union, United Kingdom | 21 Aug 2020

EBA Publishes Statement on the European Commission’s AML and CTF Action Plan

On August 19, the European Banking Authority (EBA) published its response to the European Commission’s action plan on preventing anti-money…
Article

Katten Muchin Rosenman LLP | United Kingdom | 21 Aug 2020

SM&CR: Disciplinary Action and Conduct Rules Reporting for Staff at FCA-Regulated Firms

On August 13, the UK’s Financial Conduct Authority (FCA) published a new webpage on conduct rules reporting for FCA solo-regulated firms under the…
Article

Katten Muchin Rosenman LLP | European Union | 21 Aug 2020

ESMA Publishes Letter to the European Commission on the AIFMD Review

On August 19, the European Securities and Markets Authority (ESMA) published a letter it sent to the European Commission on its proposed areas of…
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