Checklist: Preparing an application to the FCA or the PRA for a Part 4A permission (UK)

Updated as of: 24 October 2023
This checklist will assist in-house counsel, private practice lawyers and risk compliance teams to prepare an application for authorisation under Part 4A of the Financial Services and Markets Act 2000 (as amended) (FSMA) to the Financial Conduct Authority (FCA) or the Prudential Regulation Authority (PRA) (referred to as a Part 4A permission).