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REVERSEinquiries, Volume 3, Issue 1

Mayer Brown

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USA January 6 2020

Structured and Market-linked Product News for Inquiring Minds

REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:

  • IRS Again Extends Phase-In of Section 871(m) Regulations;
  • FDIC Proposes Changes to Brokered Deposits Restrictions;
  • Proposed Sales Practice Rule Affects Leveraged/Inverse ETFs; ETNs and Structured Notes Also in the Crosshairs;
  • NAIC Developments Related to Principal-Protected Notes;
  • Proposed Amendments to Advertising Rule for Registered Investment Advisers;
  • FINRA Tips on ESG Investing; and
  • Proposed Changes to the Definition of Accredited Investor and the Definition of Qualified Institutional Buyer.
Mayer Brown - Bradley Berman, Matthew Bisanz, Gonzalo Go, Lawrence R. Hamilton, Anna T. Pinedo, Remmelt Reigersman and Brennan W. Young
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