Structured and Market-linked Product News for Inquiring Minds
REVERSEinquiries is Mayer Brown’s structured and market-linked products-focused newsletter. In this issue, we discuss:
- IRS Again Extends Phase-In of Section 871(m) Regulations;
- FDIC Proposes Changes to Brokered Deposits Restrictions;
- Proposed Sales Practice Rule Affects Leveraged/Inverse ETFs; ETNs and Structured Notes Also in the Crosshairs;
- NAIC Developments Related to Principal-Protected Notes;
- Proposed Amendments to Advertising Rule for Registered Investment Advisers;
- FINRA Tips on ESG Investing; and
- Proposed Changes to the Definition of Accredited Investor and the Definition of Qualified Institutional Buyer.
