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Watch the second webinar in our SMCR series, this webinar will help you recognise what a breach of conduct rules looks and understand the circumstances in which the regulator must be notified. It is suitable for FCA solo regulated firms entering into SMCR on 9th December 2019
- Recognise what a breach of conduct rules looks like in different scenarios;
- Understand the circumstances in which the regulator must be notified; and
- Learn how the new reporting rules fit within the existing rules and obligations.