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Digital Advice Roundtable

Baker McKenzie

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USA December 27 2019

At the recent 2019 Digital Advice Roundtable held in our New York office, Baker McKenzie lawyers talked about the current US regulatory environment for digital advice, including:

  • Evolution of digital advice
  • SEC trends and recent developments
  • Advertising rule amendments
  • Solicitation rule amendments
  • Oversight of sub-advisers and other service providers
Baker McKenzie - Amy J. Greer, Jennifer L. Klass and A. Valerie Mirko
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Filed under

  • USA
  • IT & Data Protection
  • Media & Entertainment
  • Baker McKenzie

Tagged with

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  • False advertising
  • Big data
  • FINRA
  • CFTC
  • Artificial intelligence
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