On August 18th, the SEC provided notice of the Financial Industry Regulatory Authority's proposal to amend the Order Audit Trail System rules to extend the recording and reporting requirements to all NMS stocks, and to exclude certain firms that became FINRA members pursuant to NASD IM-1013-1 or NASD IM-1013-2 and the rules of the NYSE and that have limited trading activities. Comments should be submitted on or before September 15, 2010. SEC Release No. 34-62739