The SEC will hold an Open Meeting on March 2, 2011, to consider:

  • Whether to propose regulations with respect to incentive-based compensation practices at certain financial institutions, in accordance with the Dodd-Frank Act;
  • Whether to propose rules for the operation and governance of clearing agencies, in accordance with the Dodd-Frank Act;
  • Whether to reopen the comment period for Regulation MC, proposed in accordance with the Dodd-Frank Act to mitigate conflicts of interest at security-based swap clearing agencies, security-based swap execution facilities, and national security exchanges that post or make available for trading security-based swaps; and
  • Whether to propose a new rule and rule and form amendments, under the Securities Act of 1933 and the Investment Company Act of 1940, relating to references to credit ratings, which would be made in accordance with Section 939A of the Dodd-Frank Act.

SEC Meeting Notice.