The National Futures Association has updated its helpful manual “NFA Regulatory Requirements,” which provides a succinct summary of material regulatory requirements for futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors. The current version addresses new CFTC regulatory requirements that have recently gone into effect .

Compliance Weeds: Every FCM, IB, CPO and CTA should compare the contents of this guide to their existing compliance manual to ensure that sections considered important by NFA are not missing.