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Sec issues relief relating to reserve formula computations and deposits around december 2012 month-end holidays

Sidley Austin LLP

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USA December 17 2012

FINRA recently notified member firms1 that the staff of the SEC’s Division of Trading and Markets (the “SEC staff”) will allow an optional one-day extension—around the December 2012 month-end holidays—for firms to make reserve deposits as may be required pursuant to Rule 15c3-3(e) under the Securities Exchange Act of 1934.

To view all formatting for this article (eg, tables, footnotes), please access the original here.
Sidley Austin LLP - David M. Katz, Barbara J. Endres and Katie Klaben
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Related USA articles

  1. FINRA advises of SEC reporting relief *
  2. Financial Services Update, Vol. 11, no. 17 *
  3. Financial Services Update, Vol. 12, Issue 1 *
Jennifer Miller
Senior Legal Counsel, Bankwest Business
Bank of Western Australia Ltd
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