FINRA recently notified member firms1 that the staff of the SEC’s Division of Trading and Markets (the “SEC staff”) will allow an optional one-day extension—around the December 2012 month-end holidays—for firms to make reserve deposits as may be required pursuant to Rule 15c3-3(e) under the Securities Exchange Act of 1934.
- How-to guide How-to guide: How to determine and apply relevant US privacy laws to your organization (USA)
- How-to guide How-to guide: How to develop a vulnerability disclosure program (VDP) for your organization to ensure cybersecurity (USA)
- Checklist Checklist: Assessing whether standard terms and conditions should be used for the supply of goods and services (USA)